Regulation & Compliance
How to Break Through Data Silos with Automated Transaction Monitoring
These silos occur when crucial information is confined to specific systems, departments, or processes, creating inefficiencies that hinder compliance efforts. For banks and financial institutions, this problem is particularly acute when managing regulatory
IWD2021 | A Conversation with the CCO of a Global FinTech Company
At Fenergo, we are deeply committed to creating an inclusive and diverse working environment where all voices are heard. In the rapidly evolving digital workplace, Fenergo recognizes the need to be at the forefront of creating an inclusive workplace for gr
Avoid the top 5 Pitfalls of UMR Compliance
According to the International Swaps and Derivatives Association (ISDA),approximately 1,100 buy-side entitieswill feel the impact of Phases 5 and 6 of Uncleared Margin Requirements (UMR). This is just the tip of the iceberg, as 9,000 separate counterparty
The Importance of Peer-to-Peer Communities in Regulatory Compliance
As we’ve seen in the news in recent weeks, regulatory fines for non-compliance continue to be imposed in eyebrow-raising monetary amounts, significantly impacting share price and banks’ reputations However, we’re now seeing a trend of financial institution
GDPR in Context: The 6 Legal Bases for Processing
GDPR outlines six scenarios in which data processing is legally permitted. Unless the organization can show that the processing activity fits within one or more of these scenarios, then it is deemed to be unlawful to process the personal data.
3 Regulatory Client Outreach Challenges
Regulatory Client Outreach has been a fairly prevalent feature in many financial institutions since the introduction of Dodd-Frank and EMIR, both of which mandated the collection of additional data and documentation to comply with new OTC trade rules. And
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