MiFID II
Compliance

Fenergo fuses intelligent rules logic with sophisticated case management and robust workflow solutions.

Coming into force on 3rd January 2018, the Markets in Financial Instruments Directive II (MiFID II) and its associated regulation, MiFIR (Markets in Financial Instruments Regulation), aims to provide a safer, more accountable and transparent global market by imposing greater regulatory obligations on those engaged in the dealing and processing of financial instruments

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The Impact of MiFID II

  • 01. KYC Requirements

    MiFID II will demand the collection of more client and counterparty data and documentation needed to reclassify clients and products that have been newly brought into scope

  • 02. The LEI Challenge

    Under MiFID II, firms will no longer be able to execute a trade on behalf of a client who is eligible for a Legal Entity Identifier and does not have one

  • 03. Regulatory Client Outreach

    MiFID II will put many client outreach divisions in banks under enormous pressure as they seek to identify and communicate with thousands of clients now in scope

  • 04. Data Remediation

    The removal of certain exemptions for some entity types means all existing customers will require a remediation effort in order to ensure they are compliant with the new rules

RESOURCES

whitepaper

MiFID II-The 6 Month Countdown

We review the key functional, operational and technical impacts that this wide-ranging regulation will have on client onboarding and lifecycle management processes for banks in Europe and all over the world.

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BROCHURE

MiFID II Compliance Brochure

Fenergo MiFID II Compliance solution brings together a host of technologies that enable financial institutions to comply with MiFID II obligations in line with overall Client Lifecycle Management demands

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Blogs

  • MiFID II: 6 Key Changes for Client Lifecycle Management

    Learn more about the six key areas of the Client Lifecycle Management process that will be directly affected by the incoming directive

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  • MiFID II - The Final Countdown

    Examine the impact that this wide-ranging regulation will have on client onboarding and lifecycle management processes for banks in Europe and all over the world.

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