Document Management

Fenergo Document Management enables financial institutions to manage regulatory and client document management requirements efficiently across multiple regulatory and operational requirements.

Document management and control is critical for regulatory compliance with AML / KYC and a wide range of regulatory frameworks such as Dodd-Frank, EMIR and other regional OTC derivative regulations, Margin Requirements, CRS, FATCA, MiFID II etc. Financial institutions must prove that they are in compliance with all local and global regulations through evidentiary record keeping and document management that proves coverage across all regulatory frameworks.

Keeping Track of Regulatory Documentation

Fenergo Document Management enables financial institutions to manage regulatory and client document management requirements efficiently across multiple regulatory and operational requirements. A shared services document repository, Fenergo Document Management allows users to search, retrieve and upload documentation easily and efficiently. 

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THE BENEFITS

  • Drive Digital Transformation

    Gain agility and maximize operational efficiency by centralizing onboarding and client lifecycle management across multiple jurisdictions and lines of business.

  • Improve Time to Revenue

    Expedite client onboarding and ensure best-practice compliance with our rich regulatory rules engine and sophisticated workflow capabilities.

  • Enhance Client Experience

    Provide a more consistent, digital experience across all customer-facing channels powered by a seamless, 360-degree view of each client.

  • Solve Regulatory Obligations

    Ensure compliance with a wide range of global and regional AML, KYC and Tax regulations across the entire length of the client lifecycle.

RESOURCES

whitepaper

Regulatory Client Outreach & The Path to Compliance

In this paper, we explore the core operational and internal challenges that currently make the process of Regulatory Client Outreach a logistical nightmare for financial institutions. We also propose a best practice approach to regulatory client outreach by automating certain aspects of the client management process.

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BROCHURE

Fenergo Document Management

Financial institutions must prove that they are in compliance with all local and global regulations through evidentiary record keeping and document management that proves coverage across all regulatory frameworks.

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Blogs

  • The Path to Client Lifecycle Transformation is Paved with RegTech

    While regulatory compliance will remain at the forefront of banking operations, RegTech has enabled financial institutions to manage this and lead the charge towards a better, more efficient and client-centric way of doing business.

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  • Examining Beneficial Ownership Register Adoption in APAC

    The Financial Action Task Force (FATF) regards access to accurate information regarding beneficial ownership as critical to the effective deterrence of criminal activities that could be obscured by corporate structures.

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  • GDPR in Context: 10 Data Subject Rights

    GDPR introduces 10 new rights to data subjects. Chapter III of GDPR, Section 1 provides for some of the transparency requirements placed upon data controllers as they communicate with data subjects. It explicitly refers to several Articles 13 – 22 and 34.

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