Fenergo Document Management enables financial institutions to manage regulatory and client document management requirements efficiently across multiple regulatory and operational requirements
Document management and control is critical for regulatory compliance with AML / KYC and a wide range of regulatory frameworks such as Dodd-Frank, EMIR and other regional OTC derivative regulations, Margin Requirements, CRS, FATCA, MiFID II etc. Financial institutions must prove that they are in compliance with all local and global regulations through evidentiary record keeping and document management that proves coverage across all regulatory frameworks.
Keeping Track of Regulatory Documentation
Fenergo Document Management enables financial institutions to manage regulatory and client document management requirements efficiently across multiple regulatory and operational requirements. A shared services document repository, Fenergo Document Management allows users to search, retrieve and upload documentation easily and efficiently.
Fenergo Document Management enables financial institutions to:
- Re-use client documentation through API integrations;
- Automate regulatory requirement identification;
- Index and track every client document effortlessly;
- Achieve a single view of client documentation with a Document Matrix;
- Manage regulatory lifecycle events over clients’ lifetime;
- Optimize document content generation;
- Handle document deficiency management with ease.
CLIENTS WHO TRUSTOUR SOFTWARE SOLUTIONS
We chose Fenergo’s solutions because they will enable us to meet the increasing complex regulatory frameworks with an efficient and client-centric onboarding experience
John Healy Managing Director, Head of Capital Markets Operations SunTrust Robinson Humphrey
Fenergo’s Regulatory Onboarding solution provides us with an additional level of flexibility and enhances our ability to prioritize our compliance initiatives
Erica Benjamin Managing Director for Client Onboarding BMO Capital Markets
The global regulatory challenge is one that continues to evolve and grow. It’s more of a journey than a destination. Therefore, it is important to find the right solutions partner to travel along that journey with you and provide the guidance needed to navigate the path ahead. We found such a partner in Fenergo
Faham Rashid Director, Operations & Technology for Global Banking & Markets Scotiabank
Our main ambition is to streamline the end-to-end client lifecycle management process – from onboarding to regulatory compliance to lifecycle reviews – for all of our jurisdictions and to standardize processes and procedures across different divisions. Fenergo will help us to achieve operational efficiencies and improve our customer experience, whilst maintaining the highest level of regulatory compliance across the globe
Emma Rey Gállego Head of Customer Experience-Onboarding in CIB BBVA
We selected Fenergo’s Client Lifecycle Management software to enable us to manage the CDD / KYC processes from client onboarding to client off-boarding and all the KYC / CDD compliance and lifecycle events (periodic and event-driven reviews) that occur in between. A core part of our business transformation program will involve creating an internal centralized KYC target operating model that will help us to simultaneously improve the client experience and reduce the cost impact of the regulatory KYC activities. Fenergo is the technology platform that will underpin this initiative.