Our client provides investment banking, asset management and wealth management services to private, corporate and institutional clients worldwide.
Regulatory requirements continue to pose a significant threat to financial institutions across the globe. For financial institutions (FIs) that operate on a cross-border and cross-business line basis, this becomes a major operational and compliance headache as they try to navigate the regulatory regimes of multiple jurisdictions, with obligations often differing significantly across jurisdictions.
To break down siloes and optimize global compliance, our client began a project to centralize
compliance at an enterprise level. This involved taking a new digital strategy that brings the same
benefits to all levels of the business by enabling the re-use of reliable client data and documents to
drastically improve efficiency.
To read more about the success of this implementation, please download the case study below.