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Regulatory Rules Engine

Regulatory Rules Engine

Fenergo Regulatory Rules Engine brings together - in one repository – all the embedded content, intelligence and rules required to support best practice compliance with global AML and KYC, tax global entity, classification and OTC derivatives-based regulations.

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 The ever-evolving regulatory landscape is forcing financial institutions to solve multiple regulations and compliance rules simultaneously. Each of these regulations dictate a different set of data, documentation and regulatory classification requirements, putting increased pressure on already stretched compliance, data management and onboarding teams.

Fenergo Regulatory Rules Engine provides an out-of-the-box repository of rules, which can be easily configured by financial institutions to future-proof against evolving regulatory and operational requirements. The Rules Engine supports the regulations required for investment, corporate and private banks to be compliant, including: 

Based on a few key data points (legal entity type, jurisdiction, legal entity role, booking entity and products), the Fenergo Regulatory Rules Engine dictates

  • the data that needs to be captured;
  • the documentation that needs to be collected;
  • the KYC questions that need to be answered;
  • all the regulations that need to be supported;
  • the risk assessment that needs to be undertaken;
  • the classifications that needs to be completed.  

By understanding the data and documentation needs upfront for all clients, financial institutions can ensure a faster onboarding process, with fewer requests for information from clients.

Useful resources

Whitepapers

Regulatory Landscape for Capital Markets in 2015

On a whole, 2014 will be remembered as the year when regulators started to flex their muscles, levying a record number of fines and promising to become more involved at an earlier stage, making many financial institutions finally sit up and take notice. In this paper, we discuss what we expect for regulation in the year ahead.

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BrochuresDownload

Client Onboarding Lifecycle Management

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Case StudiesDownload

Regulatory Onboarding for Global / Capital Markets

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