KYC Compliance

Manage enforcement of in-market KYC requirements

Regulatory requirements for KYC continue to evolve, placing every increasing compliance demands and cost on Banks and Financial Institutions.

Deal Manager provides a robust solution for compliance management, incorporating support for KYC, regulatory and tax compliance requirements (MIFID II, FATCA, TDSI, FINRA).

Key Compliance Features

• Comprehensive Legal Entity data model supporting static data requirements 
• Automated risk based Client Due Diligence (CDD) for new and existing clients 
• Client classifications (AML, TDSI, FATCA, etc)
• Management and maintenance of compliance documentation

For FATCA compliance we will support:

• FATCA client classification and identification for withholding or reporting.
• Remedial client data cleansing and classification
• Structured document request and response processes
• On-going application of FATCA rules to keep client profiles up to date.