KYC & Client Due Diligence (CDD)

Reduce the cost of CIP, Know Your Customer (KYC) and Client Due Diligence processes

Deal Manager supports Know Your Customer (KYC), CIP, and Client Due Diligence (CDD) programs with systemised enforcement of  data, document gathering and compliance requirements, while also increasing operational efficiency through workflow automation. 

A flexible web based solution, Deal Manager offers a straightforward solution for KYC compliance, which operates seamlessly with existing customer management and downstream systems. 

Deal Manager delivers

• Risk based customer evaluation and re-evaluation
• Workflow managed KYC data gathering and Client Due Diligence (CDD) processing
• Management of Client Classifications (AML, TDSI, FATCA, etc.)
• KYC/Client data maintenance  
• Integrated document management
• Demonstrable compliance with KYC regulations and tax compliance requirements (MIFID II, FATCA, TDSI, FINRA)